SUPREME COURT OF THE UNITED STATES Nos. 11–713, 11–714 and 11–715 RICK PERRY, GOVERNOR OF TEXAS, ET AL., APPELLANTS 11–713 v. SHANNON PEREZ ET AL RICK PERRY, GOVERNOR OF TEXAS, ET AL., APPELLANTS 11–714 v. WENDY DAVIS ET AL. RICK PERRY, GOVERNOR OF TEXAS,
SUPREME COURT OF THE UNITED STATES
Nos. 11–713, 11–714 and 11–715
RICK PERRY, GOVERNOR OF TEXAS, ET AL., APPELLANTS 11–713 v. SHANNON PEREZ ET AL
RICK PERRY, GOVERNOR OF TEXAS, ET AL., APPELLANTS 11–714 v. WENDY DAVIS ET AL.
RICK PERRY, GOVERNOR OF TEXAS, ET AL., APPELLANTS 11–715 v. SHANNON PEREZ ET AL.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF TEXAS
[January 20, 2012]
PER CURIAM. The 2010 census showed an enormous increase in Texas' population, with over four million new residents. That growth required the State to redraw its electoral districtsfor the United States Congress, the State Senate, and the State House of Representatives, in order to comply withthe Constitution's one-person, one-vote rule. See Georgia
v. Ashcroft, 539 U. S. 461, 488, n. 2 (2003). The State also had to create new districts for the four additional congres2
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sional seats it received.
Texas is a “covered jurisdiction” under Section 5 of theVoting Rights Act of 1965. See 79 Stat. 439, 42 U. S. C. §1973c(a); 28 CFR pt. 51, App. (2011). Section 5 suspendsall changes to a covered jurisdiction's election procedures, including district lines, until those changes are submittedto and approved by a three-judge United States District Court for the District of Columbia, or the Attorney General. See Northwest Austin Municipal Util. Dist. No. One v. Holder, 557 U. S. 193, 198 (2009). This process,known as preclearance, requires the covered jurisdictionto demonstrate that its proposed change “neither has thepurpose nor will have the effect of denying or abridgingthe right to vote on account of race or color.” §1973c(a). This Court has been emphatic that a new electoral map cannot be used to conduct an election until it has been precleared. See, e.g., Clark v. Roemer, 500 U. S. 646, 652 (1991).
The day after completing its new electoral plans, Texassubmitted them to the United States District Court for the District of Columbia for preclearance. The preclearanceprocess remains ongoing. Texas was unsuccessful in its bid for summary judgment, and a trial is scheduled in the coming weeks. Meanwhile, various plaintiffs—appelleeshere—brought suit in Texas, claiming that the State'snewly enacted plans violate the United States Constitution and §2 of the Voting Rights Act.1 Appellees alleged, inter alia, that Texas' enacted plans discriminate against Latinos and African-Americans and dilute their votingstrength, notwithstanding the fact that Latinos and African-Americans accounted for three-quarters of Texas'
—————— 1Section 2 prohibits “any State or political subdivision” from imposing any electoral practice “which results in a denial or abridgement of the right of any citizen of the United States to vote on account of race or color.” 42 U. S. C. §1973(a).
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population growth since 2000. A three-judge panel of theUnited States District Court for the Western District of Texas was convened. See 28 U. S. C. §2284. That court heard argument and held a trial with respect to the plaintiffs' claims, but withheld judgment pending resolution of the preclearance process in the D. C. court. Cf. Branch
v. Smith, 538 U. S. 254, 283–285 (2003) (KENNEDY, J., concurring).
As Texas' 2012 primaries approached, it became increasingly likely that the State's newly enacted plans would not receive preclearance in time for the 2012 elections. And the State's old district lines could not be used, because population growth had rendered them inconsistent with the Constitution's one-person, one-vote requirement. It thus fell to the District Court in Texas to devise interim plans for the State's 2012 primaries and elections. See Connor v. Finch, 431 U. S. 407, 414–415 (1977). After receiving proposals from the parties and holding extensivehearings, that court issued its interim plans. The court unanimously agreed on an interim State Senate plan, butJudge Smith dissented with respect to the congressional and State House plans. Texas asked this Court to stay theinterim plans pending an appeal, arguing that they wereunnecessarily inconsistent with the State's enacted plans. This Court granted the stay and noted probable jurisdiction. 565 U. S. ___ (2011).
Redistricting is “primarily the duty and responsibilityof the State.” Chapman v. Meier, 420 U. S. 1, 27 (1975). The failure of a State's newly enacted plan to gain preclearance prior to an upcoming election does not, byitself, require a court to take up the state legislature's task. That is because, in most circumstances, the State's last enacted plan simply remains in effect until the new planreceives preclearance. But if an intervening event—most commonly, as here, a census—renders the current planunusable, a court must undertake the “unwelcome obliga4
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tion” of creating an interim plan. Connor, supra, at 415. Even then, the plan already in effect may give sufficient structure to the court's endeavor. Where shifts in a State's population have been relatively small, a court may need to make only minor or obvious adjustments to the State's existing districts in order to devise an interim plan.
But here the scale of Texas' population growth appears to require sweeping changes to the State's current districts. In areas where population shifts are so large that no semblance of the existing plan's district lines can be used, that plan offers little guidance to a court drawing aninterim map. The problem is perhaps most obvious inadding new congressional districts: The old plan gives no suggestion as to where those new districts should be placed. In addition, experience has shown the difficulty of defining neutral legal principles in this area, for redistricting ordinarily involves criteria and standards that have been weighed and evaluated by the elected branches in theexercise of their political judgment. See, e.g., Miller v. Johnson, 515 U. S. 900, 915–916 (1995); White v. Weiser, 412 U. S. 783, 795–796 (1973). Thus, if the old state districts were the only source to which a district court could look, it would be forced to make the sort of policy judgments for which courts are, at best, ill suited.
To avoid being compelled to make such otherwise standardless decisions, a district court should take guidance from the State's recently enacted plan in drafting an interim plan. That plan reflects the State's policy judgments on where to place new districts and how to shift existing ones in response to massive population growth.This Court has observed before that “faced with the necessity of drawing district lines by judicial order, a court, as a general rule, should be guided by the legislative policiesunderlying” a state plan—even one that was itself unenforceable—“to the extent those policies do not lead toviolations of the Constitution or the Voting Rights Act.”
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Abrams v. Johnson, 521 U. S. 74, 79 (1997) (holding thatthe District Court properly declined to defer to a precleared plan that used race as a predominant factor). For example, in White, supra, an equal population challenge,this Court reversed a District Court's choice of interim plan, and required the District Court to choose a planmore closely resembling an enacted state plan, even though the state plan itself had been held to violate the one-person, one-vote principle. Similarly, in Upham v. Seamon, although the state plan as a whole had beendenied §5 preclearance, this Court directed a DistrictCourt to “defer to the legislative judgments the [state] plans reflect,” insofar as they involved districts found tomeet the preclearance standard. 456 U. S. 37, 40–41 (1982) (per curiam). See also Whitcomb v. Chavis, 403
U. S. 124, 160–161 (1971) (equal protection challenge).
Section 5 prevents a state plan from being implemented if it has not been precleared. But that does not mean that the plan is of no account or that the policy judgments it reflects can be disregarded by a district court drawing aninterim plan. On the contrary, the state plan serves as a starting point for the district court. It provides importantguidance that helps ensure that the district court appropriately confines itself to drawing interim maps that comply with the Constitution and the Voting Rights Act,without displacing legitimate state policy judgments withthe court's own preferences.
A district court making such use of a State's plan must, of course, take care not to incorporate into the interimplan any legal defects in the state plan. See Abrams, supra, at 85–86; White, supra, at 797. Where a State's plan faces challenges under the Constitution or §2 of theVoting Rights Act, a district court should still be guided bythat plan, except to the extent those legal challenges areshown to have a likelihood of success on the merits. Plaintiffs seeking a preliminary injunction of a statute must
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normally demonstrate that they are likely to succeed onthe merits of their challenge to that law. See Winter v. Natural Resources Defense Council, Inc., 555 U. S. 7, 20 (2008). There is no reason that plaintiffs seeking to defeat the policies behind a State's redistricting legislationshould not also have to meet that standard. And because the local district court—here, the District Court for the Western District of Texas—will ultimately decide themerits of claims under §2 and the Constitution, it is well equipped to apply that familiar standard.
The calculus with respect to §5 challenges is somewhatdifferent. Where a State has sought preclearance in the District Court for the District of Columbia, §5 allows only that court to determine whether the state plan complieswith §5. Consistent with that design, we have made clear that other district courts may not address the merits of §5 challenges. See, e.g., Perkins v. Matthews, 400 U. S. 379, 385 (1971). The local district court drafting an interimplan must therefore be careful not to prejudge the merits of the preclearance proceedings. The court should presume neither that a State's effort to preclear its plan willsucceed nor that it will fail.
The need to avoid prejudging the merits of preclearanceis satisfied by taking guidance from a State's policy judgments unless they reflect aspects of the state plan thatstand a reasonable probability of failing to gain §5 preclearance. And by “reasonable probability” this Court means in this context that the §5 challenge is not insubstantial. That standard ensures that a district court is not deprived of important guidance provided by a state plan due to §5 challenges that have no reasonable probability of success but still respects the jurisdiction and prerogativeof those responsible for the preclearance determination. And the reasonable probability standard adequately balances the unique preclearance scheme with the State'ssovereignty and a district court's need for policy guidance
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in constructing an interim map. This Court recently notedthe “serious constitutional questions” raised by §5's intrusion on state sovereignty. Northwest Austin, 557 U. S., at
204. Those concerns would only be exacerbated if §5required a district court to wholly ignore the State's policies in drawing maps that will govern a State's elections, without any reason to believe those state policies are unlawful.
Appellees, however, contend that §5 demands exactlythat. In their view, this Court's precedents require districtcourts to ignore any state plan that has not received §5preclearance. But the cases upon which appellees rely hold only that a district court may not adopt an unprecleared plan as its own. See Lopez v. Monterey County, 519 U. S. 9 (1996); McDaniel v. Sanchez, 452 U. S. 130 (1981). They say nothing about whether a district court may take guidance from the lawful policies incorporated insuch a plan for aid in drawing an interim map. Indeed, in Upham this Court ordered a District Court to defer to the unobjectionable aspects of a State's plan even though that plan had already been denied preclearance.
In this case, the District Court stated that it had “giv[en] effect to as much of the policy judgments in the Legislature's enacted map as possible.” 1 App. 182. At the same time, however, the court said that it was required to draw an “independent map” following “neutralprinciples that advance the interest of the collective public good.” Id., at 169–170. In the court's view, it “was not required to give any deference to the Legislature's enacted plan,” and it instead applied principles that it determined“place the interests of the citizens of Texas first.” Id., at
171. To the extent the District Court exceeded its mission to draw interim maps that do not violate the Constitution or the Voting Rights Act, and substituted its own conceptof “the collective public good” for the Texas Legislature'sdetermination of which policies serve “the interests of the
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citizens of Texas,” the court erred.
In proclaiming its ability to draw an interim map “without regard to political considerations,” the District Court relied heavily on Balderas v. Texas, No. 6:01cv158, 2001
U. S. Dist. LEXIS 25740 (ED Tex., Nov. 14, 2001) (per curiam), summarily aff'd, 536 U. S. 919 (2002). 1 App. 182. But in Balderas there was no recently enacted state plan to which the District Court could turn. Without the benefit of legislative guidance in making distinctly legislative policy judgments, the Balderas court was perhaps compelled to design an interim map based on its own notion of the public good. Because the District Court here had the benefit of a recently enacted plan to assist it, thecourt had neither the need nor the license to cast aside that vital aid.
Some specific aspects of the District Court's plans seem to pay adequate attention to the State's policies, others do not, and the propriety of still others is unclear. For example, in drawing State House districts in North and EastTexas, the District Court closely followed the State's policies. See 1 App. 173; 5 id., at 25–26. Although Texas' entire State House plan is challenged in the §5 proceedings, there is apparently no serious allegation that the district lines in North and East Texas have a discriminatory intent or effect. 1 id., at 187, n. 4. The District Court was thus correct to take guidance from the State's plan indrawing the interim map for those regions. But the court then altered those districts to achieve de minimis population variations—even though there was no claim that thepopulation variations in those districts were unlawful. Id., at 171, and n. 8. In the absence of any legal flaw inthis respect in the State's plan, the District Court had no basis to modify that plan.2
—————— 2This Court has stated that court-drawn maps are held to a higher standard of acceptable population variation than legislatively enacted
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The District Court also erred in refusing to split voting precincts (called “voter tabulation districts” in Texas) in drawing the interim plans. Id., at 90, 102–103. That choice alone prevented the District Court from followingthe lead of Texas' enacted plan—which freely splits precincts—in many areas where there were no legal challenges to the plan's details. See id., at 102–103, 116, n. 24. The District Court was apparently motivated by a wellintentioned desire to save Texas the time and expense of reconfiguring precincts, and to ensure that the court's interim plan could be implemented in time for the upcoming election. Id., at 90, 102–103, 109. But the State's planaccepted the costs of splitting precincts in order to accomplish other goals, and Texas law expressly allows recastingprecincts when redistricting. See Tex. Elec. Code Ann. §42.032 (West 2010). If a State has chosen to accept the burden of changing its precincts, and its decision to do sois otherwise lawful, there is no warrant for a district court to ignore the State's decision. Of course, in this case it may well be that Texas will reexamine this issue in light of the exigencies caused by the impending election.
The District Court also appears to have unnecessarily ignored the State's plans in drawing certain individualdistricts. For example, the District Court drew an interim District 77 that resembles neither the State's newly enacted plan, nor the previous plan in effect prior to the 2010 census. The court said that it did so in response to alleged constitutional violations. 1 App. 174–175. But the court did not say that those allegations were plausible, much less likely to succeed. Nor did the District Court rely on afinding that the relevant aspects of the state plan stood a —————— maps. See, e.g., Abrams v. Johnson, 521 U. S. 74, 98 (1997). But this Court has also explained that those “stricter standard[s]” are nottriggered where a district court incorporates unchallenged portions of a State's map into an interim map. Upham v. Seamon, 456 U. S. 37, 42– 43 (1982) (per curiam).
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reasonable probability of failing to gain §5 preclearance, see supra, at 6. Without such a determination, the District Court had no basis for drawing a district that doesnot resemble any legislatively enacted plan.
The court's approach in drawing other districts wasunclear. The interim plan's Congressional District 33, forexample, disregards aspects of the State's plan that appear to be subject to strong challenges in the §5 proceeding. See 3 id., at 600–601; 5 id., at 12–14. That much seems appropriate, but there are grounds for concern withthe path the District Court followed from there. The court's order suggests that it may have intentionally drawn District 33 as a “minority coalition opportunitydistrict” in which the court expected two different minoritygroups to band together to form an electoral majority.1 id., at 147. The order is somewhat ambiguous on thispoint—some portions suggest that the court deliberatelydesigned such a district, other parts suggest that it drewthe district solely as a response to population growth inthe area. Compare id., at 146–147 (“Because much of the growth that occurred in the Dallas-Fort Worth metroplex was attributable to minorities, the new district 33 was drawn as a minority coalition opportunity district”), with id., at 144 (“The Court has nowhere expressly sought toincrease the performance of any opportunity district above benchmark”). If the District Court did set out to create a minority coalition district, rather than drawing a district that simply reflected population growth, it had no basis fordoing so. Cf. Bartlett v. Strickland, 556 U. S. 1, 13–15 (2009) (plurality opinion).
Because it is unclear whether the District Court for the Western District of Texas followed the appropriate standards in drawing interim maps for the 2012 Texas elections, the orders implementing those maps are vacated,and the cases are remanded for further proceedings consistent with this opinion.
11
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It is so ordered.
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THOMAS, J., concurring in judgment
SUPREME COURT OF THE UNITED STATES
Nos. 11–713, 11–714 and 11–715
RICK PERRY, GOVERNOR OF TEXAS, ET AL., APPELLANTS 11–713 v. SHANNON PEREZ, ET AL
RICK PERRY, GOVERNOR OF TEXAS, ET AL., APPELLANTS 11–714 v. WENDY DAVIS, ET AL.
RICK PERRY, GOVERNOR OF TEXAS, ET AL., APPELLANTS 11–715 v. SHANNON PEREZ, ET AL.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF TEXAS
[January 20, 2012]
JUSTICE THOMAS, concurring in the judgment. The Court proceeds from the premise that court-drawn interim plans are necessary in part because Texas' newlyenacted redistricting plans are unenforceable for lack ofpreclearance under §5 of the Voting Rights Act of 1965. Ante, at 1–3. In my view, Texas' failure to timely obtain§5 preclearance of its new plans is no obstacle to their implementation, because, as I have previously explained,§5 is unconstitutional. See Northwest Austin Municipal Util. Dist. No. One v. Holder, 557 U. S. 193, 212 (2009) (THOMAS, J., concurring in judgment in part and dissenting in part). Although Texas' new plans are being chal2
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lenged on the grounds that they violate the Federal Constitution and §2 of the Voting Rights Act, they have not yet been found to violate any law. Accordingly, Texas' duly enacted redistricting plans should govern the upcoming elections. I would therefore vacate the interim orders and remand for the United States District Court for the Western District of Texas to consider appellees' constitutional and §2 challenges in the ordinary course.
08-02-2012 00:00
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